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Bayes-Verfahren in klinischen Studien Dr. rer. nat. Joachim Gerß, Dipl.-Stat. [email protected] Institute of Biostatistics and Clinical Research
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Page 1: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

Bayes-Verfahren in klinischen Studien

Dr. rer. nat. Joachim Gerß, Dipl.-Stat.

[email protected] of Biostatistics and Clinical Research

Page 2: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 2

Popular Bayesian Methods in Clinical Trials

• Combination of knowledge from previous data or prior ‘beliefs’ with data from a current study

• Dose finding: Continual reassessment method

• Response-adaptive randomization

• Bayesian data monitoring / sequential stoppingin interim analyses

• Prediction of the study result using predictiveprobabilities

• Borrowing of information across relatedpopulations

Thomas Bayes(1702-1761)

Page 3: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 3

Contents

1. Combination of prior beliefs with data from a study

2. Response-adaptive randomization

3. Borrowing of information across related populations

4. Summary and Conclusion

Page 4: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 4

Contents

1. Combination of prior beliefs with data from a study

2. Response-adaptive randomization

3. Borrowing of information across related populations

4. Summary and Conclusion

Page 5: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 5

1. Combination of prior ‘beliefs’ with data from a studyExample: Two groups, survival data

HR=2.227 95% CI 0.947-5.238p=0.0990

Classical „frequentist“ statistical analysis

Bayesian analysis

Survival after (years)1614121086420

Sur

viva

l rat

e

1,0

0,8

0,6

0,4

0,2

0,0

Group 2

Group 1

Normal-Normal Model

Let θ:=ln(Hazard Ratio)

Data Model: | ~ ,

with , total no. observed eventsPrior distribution: ~ μ ,

Posterior distribution:

| = ,

∝ ,

= | ∙

=> | ~∙ ∙

,

Page 6: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 6

1. Combination of prior ‘beliefs’ with data from a study

HR=2.227 95% CI 0.947-5.238p=0.0990

Survival after (years)1614121086420

Sur

viva

l rat

e

1,0

0,8

0,6

0,4

0,2

0,0

Group 2

Group 1

1 2 3 4 5 6 87 9

95% Confidence interval: (0.947,5.238)Hazardratio

Data

1 2 3 4 5 6 87 9Hazardratio

Prior

1 2 3 4 5 6 87 9

95% Confidence interval: (0.947,5.238)Hazardratio

Prior+ Data= Posterior

95% Credible Interval: (1.074,4.285)

Example 1Bayesian analysisClassical „frequentist“

statistical analysis

Page 7: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 7

1. Combination of prior ‘beliefs’ with data from a study

1 2 3 4 5 6 87 9

95% Confidence interval: (0.947,5.238)Hazardratio

Prior+ Data= Posterior

95% Credible Interval: (1.074,4.285)

1 2 3 4 5 6 87 9

95% Confidence interval: (0.947,5.238)Hazardratio

Prior+ Data= Posterior

95% Credible Interval: (1.822,4.264)

1 2 3 4 5 6 87 9

95% Confidence interval: (0.947,5.238)Hazardratio

Prior+ Data= Posterior

95% Credible Interval: (0.947,5.238)

Example 1 Example 2 Example 3„Noninformative“ prior

Page 8: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 8

1. Combination of prior ‘beliefs’ with data from a studyFrequentist and Bayesian analysis

HR=2.227 95% CI 0.947-5.238p=0.0990

Classical „frequentist“ statistical analysis

Bayesian analysis

Survival after (years)1614121086420

Sur

viva

l rat

e

1,0

0,8

0,6

0,4

0,2

0,0

Group 2

Group 1

1 2 3 4 5 6 87 9

95% Confidence interval: (0.947,5.238)Hazardratio

Data

1 2 3 4 5 6 87 9Hazardratio

Prior

If p≤0.05 (<=> 1 Confidence Interval) => „significant“

Prob(HR>1|Data) ≥ 97.5% => „significant“

1 2 3 4 5 6 87 9

95% Confidence interval: (0.947,5.238)Hazardratio

Prior+ Data= Posterior

95% Credible Interval: (1.074,4.285)

Page 9: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 9

1. Combination of prior ‘beliefs’ with data from a studyType I error and power

0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0

0.0

0.2

0.4

0.6

0.8

1.0

prior

hazard ratio >> favours experimental therapyfavours standard << |

n=100 events Bayesian power

Classical power

Page 10: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 10

Contents

1. Combination of prior beliefs with data from a study

2. Response-adaptive randomization

3. Borrowing of information across related populations

4. Summary and Conclusion

Page 11: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 11

2. Response-adaptive randomizationExample: Randomized 3-arm trial• Untreated patients aged ≥50 years with Adverse Karyotype Acute Myeloid Leukemia

• Random trt allocation: - Standard arm: Idarubicin + Ara-C (IA), with prob. π0

- 1st investigational arm: Troxacitabine + Ara-C (TA),with prob. π1

- 2nd investigational arm: Troxacitabine + Idarubicin (TI), with prob. π2

• Response: Time to Complete Remission (CR) within 49 days of starting treatment

• Denote mk := Current posterior median time to CR in arm k{0,1,2}qk := Current posterior Prob(mk<m0|data), k{1,2}r := Current posterior Pr(m1<m2|data)

• Algorithm

1. Initially, balanced randomization, with a probabilities π0 = π1 = π2 =1/3

2. Standard arm: Fixed probability π0 = 1/3, as long as all three arms remain in the trial.

3. If q1≥0.85 or q2≥0.85, drop standard arm, set randomization probabilities π1=r2, π2=1-r2

4. If q1<0.15 or r<0.15, drop arm 1 (TA), set randomization probabilities π2=q22, π0=1-q2

2

5. If q2<0.15 or r>0.85, drop arm 2 (TI), set randomization probabilities π1=q12, π0=1-q1

2

6. Otherwise assign investigational treatments with probabilities π1 q12 , π2 q2

2any

time

durin

gth

etri

al

Page 12: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 12

2. Response-adaptive randomizationExample: Randomized 3-arm trial• Untreated patients aged ≥50 years with Adverse Karyotype Acute Myeloid Leukemia

• Random trt allocation: - Standard arm: Idarubicin + Ara-C (IA), with prob. π0

- 1st investigational arm: Troxacitabine + Ara-C (TA),with prob. π1

- 2nd investigational arm: Troxacitabine + Idarubicin (TI), with prob. π2

1 5 10 15 20 25 30 34

0.0

0.2

0.4

0.6

0.8

1.0

Pat.-No.

IA

TA

TI

Pro

b (T

reat

men

t ass

ignm

ent)

CR No CR Total

IA 10 (56%) 8 18

TA 3 (27%) 8 11

TI 0 (0%) 5 5

Fisher‘s exact test: p = 0.057

Page 13: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 13

Contents

1. Combination of prior beliefs with data from a study

2. Response-adaptive randomization

3. Borrowing of information across related populations

4. Summary and Conclusion

Page 14: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 14

3. Borrowing of information across related populationsBiomarkers in JIA

Gerß et al.Ann Rheum Dis 2012;71:1991–1997.

No. Flares / Patients (%)OR Fisher‘s Exact

TestMRP8/14 ≥690 ng/ml

MRP8/14 <690 ng/ml

All patients (n=188) 22 / 75 (29%) 13/ 113 (12%) 3.2 p=0.0036

Subgroup Oligoarthritis (n=86) 9 / 34 (26%) 8 / 52 (15%) 2.0 p=0.2700

Subgroup Polyarthritis (n=74) 11 / 25 (44%) 5 / 49 (10%) 6.9 p=0.0019

Subgroup Other (n=28) 2 / 16 (13%) 0 / 12 (0%) 4.3 p=0.4921

Page 15: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 15

3. Borrowing of information across related populationsHierarchical model

Let := Observed ln(Odds Ratio) in subgroup i

Observed lnOR‘s: | ~ , , 1,2,3 with assumed known

Parameter model: ~ ,

Prior: f ∝ 1 (noninformative)

f ln ∝ 1 (noninformative)

MCMC Sampling (Gibbs sampler, Metropolis algorithm)

• Burn-in: n=5000

• No. samples: n=100000

• | , , , 1,2,3

• | , ,

Page 16: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 16

3. Borrowing of information across related populationsBiomarkers in JIA: Results

Observed Odds Ratio

Fully Bayesian Estimator

0.25 0.5 1 2 5 10

SubgroupOligoarthritis(n=86)

SubgroupPolyarthritis(n=74)

SubgroupOther(n=28)

Pooled OR

Page 17: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 17

3. Borrowing of information across related populationsBiomarkers in JIA: Results

Observed Odds Ratio

Empirical Bayes Estimator

Fully Bayesian Estimator

0.25 0.5 1 2 5 10

SubgroupOligoarthritis(n=86)

SubgroupPolyarthritis(n=74)

SubgroupOther(n=28)

Pooled OR

Page 18: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 18

Contents

1. Combination of prior beliefs with data from a study

2. Response-adaptive randomization

3. Borrowing of information across related populations

4. Summary and Conclusion

Page 19: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 19

4. Summary and ConclusionBayesian methods: Operating characteristics

1. Combination of prior beliefs with data from a study

Fully Bayesian final analysis usingposterior distribution• increased power• … but also increased type I error• Bayesian methods in a strict corset of

frequentist quality criteria are usually not much more powerful than classical frequentist methods.

Page 20: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 20

4. Summary and ConclusionBayesian supplements

1. Combination of prior beliefs with data from a study

2. Response-adaptive randomization

# Bayesian interim analysis

Fully Bayesian final analysis usingposterior distribution

Fully Bayesian final analysis usingposterior distribution

Fully Bayesian final analysis usingposterior distribution

Bayesian „supplement“Final frequentist statistical analysis

UsesupplementaryBayesianinterimanalysisto determine the time to stop recruitmentFinal frequentist statistical analysis

Page 21: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 21

Bayesian Methods in Clinical Trials

• Early phase clinical trials („in-house studies“ w/o strict regulatory control)

• Trials in small populations• Medical device trials• Exploratory studies

• Large scale confirmatory trials with strict type I error control

Use fully Bayesian approach, paying attention to• choose the appropriate model

carefully,• choose the inputted (prior)

information carefully and• check (classical) operating

characteristics (type I error, power)

Use of Bayesian supplements

Page 22: Bayes-Verfahren in klinischen Studien€¦ · J. Gerß: Bayesian Methods in Clinical Trials 8 1. Combination of prior ‘beliefs’ with data from a study Frequentist and Bayesian

J. Gerß: Bayesian Methods in Clinical Trials 22

Literature• Berry SM, Carlin BP, Lee JJ , Müller P (2010): Bayesian Adaptive Methods for Clinical Trials.

Chapman & Hall/CRC Biostatistics.

• Spiegelhalter DJ, Abrams KR, Myles JP (2004): Bayesian Approaches to Clinical Trials and Health-Care Evaluation. Wiley Series in Statistics in Practice.

• Tan SB, Dear KBG, Bruzzi P, Machin D (2003): Strategy for randomised clinical trials in rare cancers. British Medical Journal 327;47-49.

• Giles FJ et al. (2003): Adaptive randomized study of Idarubicin and Cytarabine versus Troxacitabine and Cytarabine versus Troxacitabine and Idarubicin in untreated patients 50 yearsor older with adverse karyotype Acute Myeloid Leukemia. Journal of Clinical Oncology 21(9);1722-1727

• Gerss J et al. (2012): Phagocyte-specific S100 proteins and high-sensitivity C reactive protein as biomarkers for a risk-adapted treatment to maintain remission in juvenile idiopathic arthritis: a comparative study. Annals of the rheumatic diseases 71(12);1991-1997.


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